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Financial Institutions

Each day brings new challenges to financial services executives. From mega-mergers and globalization to ever-changing regulations and customer needs, you are expected to stay one step ahead of the latest trend impacting your industry.

For decades, professionals in your situation have called upon Morrison, Brown, Argiz & Farra to provide guidance and expert counsel. Our consultants know the importance of maintaining tight internal controls, establishing appropriate segregation of duties, following detailed policies and procedures. We are also adept at the ins-and-outs of the rigorous regulatory requirements faced by financial institutions. Beyond the tax, audit and information technology consulting services we offer domestic and foreign banks, stock brokerage firms, mortgage bankers, investment money managers, and mutual funds, MBAF is also experienced in examining federal and state compliance requirements and providing audits to regulatory use, including the Securities and Exchange Commission, Federal Reserve Bank, Federal Deposit Insurance Corporation, Office of the Comptroller of Currency, and the National Association of Securities Dealers, Inc., among others. 

Over the years, MBAF has adapted our services to reflect the needs of the financial services industry. The following is just a sampling of our capabilities:

• Assurance services
• Internal and external audit support
• Mergers and acquisition due diligence
• Profitability reviews
• Regulatory compliance
• Tax planning services
• Technology consulting

At MBAF, our staff is skilled in offering a timely completion of projects while adhering to the highest quality standards of our profession. Furthermore, in order to ensure that clients receive the best service, we always provide manager and partner involvement for work conducted. We pride ourselves in maintaining staffing continuity and demonstrating a strong work ethic to our clients.